Translated by Stephen Mackenna
and B. S. Page
The
First Ennead
First
Tractate
THE ANIMATE AND THE MAN.
1. Pleasure and distress, fear and courage, desire and aversion,
where have these affections and experiences
their seat?
Clearly, either in the Soul alone, or in the Soul as employing the body,
or in some third entity deriving from
both. And for this third entity, again, there are two possible modes: it
might be either a blend or a distinct
form due to the blending.
And what applies to the affections applies also to whatsoever acts,
physical or mental, spring from them.
We have, therefore, to examine discursive-reason and the ordinary mental
action upon objects of sense, and
enquire whether these have the one seat with the affections and
experiences, or perhaps sometimes the one
seat, sometimes another.
And we must consider also our acts of Intellection, their mode and their
seat.
And this very examining principle, which investigates and decides in these
matters, must be brought to light.
Firstly, what is the seat of Sense-Perception? This is the obvious
beginning since the affections and
experiences either are sensations of some kind or at least never occur
apart from sensation.
2. This first enquiry obliges us to consider at the outset the
nature of the Soul- that is whether a distinction is
to be made between Soul and Essential Soul [between an individual Soul and
the Soul-Kind in itself]. *
* All matter shown
in brackets is added by the translator for clearness' sake and, therefore, is
not canonical.
S.M.
If such a distinction holds, then the Soul [in man] is some sort of a
composite and at once we may agree that
it is a recipient and- if only reason allows- that all the affections and
experiences really have their seat in the
Soul, and with the affections every state and mood, good and bad alike.
But if Soul [in man] and Essential Soul are one and the same, then the
Soul will be an Ideal-Form
unreceptive of all those activities which it imparts to another Kind but
possessing within itself that native Act
of its own which Reason manifests.
If this be so, then, indeed, we may think of the Soul as an immortal- if
the immortal, the imperishable, must
be impassive, giving out something of itself but itself taking nothing
from without except for what it receives
from the Existents prior to itself from which Existents, in that they are
the nobler, it cannot be sundered.
Now what could bring fear to a nature thus unreceptive of all the outer?
Fear demands feeling. Nor is there
place for courage: courage implies the presence of danger. And such
desires as are satisfied by the filling or
voiding of the body, must be proper to something very different from the
Soul, to that only which admits of
replenishment and voidance.
And how could the Soul lend itself to any admixture? An essential is not
mixed. Or of the intrusion of
anything alien? If it did, it would be seeking the destruction of its own
nature. Pain must be equally far from
it. And Grief- how or for what could it grieve? Whatever possesses
Existence is supremely free, dwelling,
unchangeable, within its own peculiar nature. And can any increase bring
joy, where nothing, not even
anything good, can accrue? What such an Existent is, it is unchangeably.
Thus assuredly Sense-Perception, Discursive-Reasoning; and all our
ordinary mentation are foreign to the
Soul: for sensation is a receiving- whether of an Ideal-Form or of an
impassive body- and reasoning and all
ordinary mental action deal with sensation.
The question still remains to be examined in the matter of the
intellections- whether these are to be assigned
to the Soul- and as to Pure-Pleasure, whether this belongs to the Soul in
its solitary state.
3. We may treat of the Soul as in the body- whether it be set above
it or actually within it- since the
association of the two constitutes the one thing called the living
organism, the Animate.
Now from this relation, from the Soul using the body as an instrument, it
does not follow that the Soul must
share the body's experiences: a man does not himself feel all the
experiences of the tools with which he is
working.
It may be objected that the Soul must however, have Sense-Perception since
its use of its instrument must
acquaint it with the external conditions, and such knowledge comes by way
of sense. Thus, it will be argued,
the eyes are the instrument of seeing, and seeing may bring distress to
the soul: hence the Soul may feel
sorrow and pain and every other affection that belongs to the body; and
from this again will spring desire, the
Soul seeking the mending of its instrument.
But, we ask, how, possibly, can these affections pass from body to Soul?
Body may communicate qualities
or conditions to another body: but- body to Soul? Something happens to A;
does that make it happen to B?
As long as we have agent and instrument, there are two distinct entities;
if the Soul uses the body it is
separate from it.
But apart from the philosophical separation how does Soul stand to body?
Clearly there is a combination. And for this several modes are possible.
There might be a complete
coalescence: Soul might be interwoven through the body: or it might be an
Ideal-Form detached or an
Ideal-Form in governing contact like a pilot: or there might be part of
the Soul detached and another part in
contact, the disjoined part being the agent or user, the conjoined part
ranking with the instrument or thing
used.
In this last case it will be the double task of philosophy to direct this
lower Soul towards the higher, the agent,
and except in so far as the conjunction is absolutely necessary, to sever
the agent from the instrument, the
body, so that it need not forever have its Act upon or through this
inferior.
4. Let us consider, then, the hypothesis of a coalescence.
Now if there is a coalescence, the lower is ennobled, the nobler degraded;
the body is raised in the scale of
being as made participant in life; the Soul, as associated with death and
unreason, is brought lower. How can
a lessening of the life-quality produce an increase such as
Sense-Perception?
No: the body has acquired life, it is the body that will acquire, with
life, sensation and the affections coming
by sensation. Desire, then, will belong to the body, as the objects of
desire are to be enjoyed by the body.
And fear, too, will belong to the body alone; for it is the body's doom to
fail of its joys and to perish.
Then again we should have to examine how such a coalescence could be
conceived: we might find it
impossible: perhaps all this is like announcing the coalescence of things
utterly incongruous in kind, let us
say of a line and whiteness.
Next for the suggestion that the Soul is interwoven through the body: such
a relation would not give woof
and warp community of sensation: the interwoven element might very well
suffer no change: the permeating
soul might remain entirely untouched by what affects the body- as light
goes always free of all it floods- and
all the more so, since, precisely, we are asked to consider it as diffused
throughout the entire frame.
Under such an interweaving, then, the Soul would not be subjected to the
body's affections and experiences:
it would be present rather as Ideal-Form in Matter.
Let us then suppose Soul to be in body as Ideal-Form in Matter. Now if-
the first possibility- the Soul is an
essence, a self-existent, it can be present only as separable form and
will therefore all the more decidedly be
the Using-Principle [and therefore unaffected].
Suppose, next, the Soul to be present like axe-form on iron: here, no
doubt, the form is all important but it is
still the axe, the complement of iron and form, that effects whatever is
effected by the iron thus modified: on
this analogy, therefore, we are even more strictly compelled to assign all
the experiences of the combination
to the body: their natural seat is the material member, the instrument,
the potential recipient of life.
Compare the passage where we read* that "it is absurd to suppose
that the Soul weaves"; equally absurd to
think of it as desiring, grieving. All this is rather in the province of
something which we may call the
Animate.
* "We read"
translates "he says" of the text, and always indicates a reference to Plato,
whose name does not
appear in the translation except where it was written
by Plotinus. S.M.
5. Now this Animate might be merely the body as having life: it
might be the Couplement of Soul and body:
it might be a third and different entity formed from both.
The Soul in turn- apart from the nature of the Animate- must be either
impassive, merely causing
Sense-Perception in its yoke-fellow, or sympathetic; and, if sympathetic,
it may have identical experiences
with its fellow or merely correspondent experiences: desire for example in
the Animate may be something
quite distinct from the accompanying movement or state in the desiring
faculty.
The body, the live-body as we know it, we will consider later.
Let us take first the Couplement of body and Soul. How could suffering,
for example, be seated in this
Couplement?
It may be suggested that some unwelcome state of the body produces a
distress which reaches to a
Sensitive-Faculty which in turn merges into Soul. But this account still
leaves the origin of the sensation
unexplained.
Another suggestion might be that all is due to an opinion or judgement:
some evil seems to have befallen the
man or his belongings and this conviction sets up a state of trouble in
the body and in the entire Animate. But
this account leaves still a question as to the source and seat of the
judgement: does it belong to the Soul or to
the Couplement? Besides, the judgement that evil is present does not
involve the feeling of grief: the
judgement might very well arise and the grief by no means follow: one may
think oneself slighted and yet
not be angry; and the appetite is not necessarily excited by the thought
of a pleasure. We are, thus, no nearer
than before to any warrant for assigning these affections to the
Couplement.
Is it any explanation to say that desire is vested in a Faculty-of-desire
and anger in the Irascible-Faculty and,
collectively, that all tendency is seated in the Appetitive-Faculty? Such
a statement of the facts does not help
towards making the affections common to the Couplement; they might still
be seated either in the Soul alone
or in the body alone. On the one hand if the appetite is to be stirred, as
in the carnal passion, there must be a
heating of the blood and the bile, a well-defined state of the body; on
the other hand, the impulse towards The
Good cannot be a joint affection, but, like certain others too, it would
belong necessarily to the Soul alone.
Reason, then, does not permit us to assign all the affections to the
Couplement.
In the case of carnal desire, it will certainly be the Man that desires,
and yet, on the other hand, there must be
desire in the Desiring-Faculty as well. How can this be? Are we to suppose
that, when the man originates the
desire, the Desiring-Faculty moves to the order? How could the Man have
come to desire at all unless
through a prior activity in the Desiring-Faculty? Then it is the
Desiring-Faculty that takes the lead? Yet how,
unless the body be first in the appropriate condition?
6. It may seem reasonable to lay down as a law that when any powers
are contained by a recipient, every
action or state expressive of them must be the action or state of that
recipient, they themselves remaining
unaffected as merely furnishing efficiency.
But if this were so, then, since the Animate is the recipient of the
Causing-Principle [i.e., the Soul] which
brings life to the Couplement, this Cause must itself remain unaffected,
all the experiences and expressive
activities of the life being vested in the recipient, the Animate.
But this would mean that life itself belongs not to the Soul but to the
Couplement; or at least the life of the
Couplement would not be the life of the Soul; Sense-Perception would
belong not to the Sensitive-Faculty
but to the container of the faculty.
But if sensation is a movement traversing the body and culminating in
Soul, how the soul lack sensation?
The very presence of the Sensitive-Faculty must assure sensation to the
Soul.
Once again, where is Sense-Perception seated?
In the Couplement.
Yet how can the Couplement have sensation independently of action in the
Sensitive-Faculty, the Soul left
out of count and the Soul-Faculty?
7. The truth lies in the Consideration that the Couplement subsists
by virtue of the Soul's presence.
This, however, is not to say that the Soul gives itself as it is in itself
to form either the Couplement or the
body.
No; from the organized body and something else, let us say a light, which
the Soul gives forth from itself, it
forms a distinct Principle, the Animate; and in this Principle are vested
Sense-Perception and all the other
experiences found to belong to the Animate.
But the "We"? How have We Sense-Perception?
By the fact that We are not separate from the Animate so constituted, even
though certainly other and nobler
elements go to make up the entire many-sided nature of Man.
The faculty of perception in the Soul cannot act by the immediate grasping
of sensible objects, but only by
the discerning of impressions printed upon the Animate by sensation: these
impressions are already
Intelligibles while the outer sensation is a mere phantom of the other [of
that in the Soul] which is nearer to
Authentic-Existence as being an impassive reading of Ideal-Forms.
And by means of these Ideal-Forms, by which the Soul wields single
lordship over the Animate, we have
Discursive-Reasoning, Sense-Knowledge and Intellection. From this moment
we have peculiarly the We:
before this there was only the "Ours"; but at this stage stands the WE
[the authentic Human-Principle] loftily
presiding over the Animate.
There is no reason why the entire compound entity should not be described
as the Animate or Living-Being-
mingled in a lower phase, but above that point the beginning of the
veritable man, distinct from all that is kin
to the lion, all that is of the order of the multiple brute. And since The
Man, so understood, is essentially the
associate of the reasoning Soul, in our reasoning it is this "We" that
reasons, in that the use and act of reason
is a characteristic Act of the Soul.
8. And towards the Intellectual-Principle what is our relation? By
this I mean, not that faculty in the soul
which is one of the emanations from the Intellectual-Principle, but The
Intellectual-Principle itself
[Divine-Mind].
This also we possess as the summit of our being. And we have It either as
common to all or as our own
immediate possession: or again we may possess It in both degrees, that is
in common, since It is indivisible-
one, everywhere and always Its entire self- and severally in that each
personality possesses It entire in the
First-Soul [i.e. in the Intellectual as distinguished from the lower phase
of the Soul].
Hence we possess the Ideal-Forms also after two modes: in the Soul, as it
were unrolled and separate; in the
Intellectual-Principle, concentrated, one.
And how do we possess the Divinity?
In that the Divinity is contained in the Intellectual-Principle and
Authentic-Existence; and We come third in
order after these two, for the We is constituted by a union of the
supreme, the undivided Soul- we read- and
that Soul which is divided among [living] bodies. For, note, we inevitably
think of the Soul, though one
undivided in the All, as being present to bodies in division: in so far as
any bodies are Animates, the Soul has
given itself to each of the separate material masses; or rather it appears
to be present in the bodies by the fact
that it shines into them: it makes them living beings not by merging into
body but by giving forth, without
any change in itself, images or likenesses of itself like one face caught
by many mirrors.
The first of these images is Sense-Perception seated in the Couplement;
and from this downwards all the
successive images are to be recognized as phases of the Soul in lessening
succession from one another, until
the series ends in the faculties of generation and growth and of all
production of offspring- offspring efficient
in its turn, in contradistinction to the engendering Soul which [has no
direct action within matter but]
produces by mere inclination towards what it fashions.